Investment Consultant CoursesManual /
Examination Structure
Unofficial Selected
Translation of
IC Text Books
No. of
Questions
Duration
(mins)
Fee
(baht)
Group 1: Investment Products Series (P Series)

Course 1: Plain Products: Full Paper (P1)

(version 3 -- for the exam until 30 September 2023)

  btn-Manualbtn-Download
1001503,000

Course 1: Plain Products: Full Paper (P1)

(version 4 -- for the exam starting 1 October 2023)

  btn-Manualbtn-Download
1001503,000
Course 2: Complex Products: Bond and Mutual Fund (P2)btn-Manual
btn-Download25401,600

Course 3: Complex Products: Derivatives (P3)

(version 1 -- for the exam until 30 September 2023)

btn-Manualbtn-Download50802,000

Course 3: Complex Products: Derivatives (P3)

(version 2 -- for the exam starting 1 October 2023)

(same as version 1)btn-Download50802,000
Group 2: Ethics & Rules Series (E Series)
Course 1: Ethics, Rules and Suitability (E1) btn-Manualbtn-Download30451,600
Course 2: Ethics and Rules (E2)btn-Manualbtn-Download30451,600

Summary of the Change of Licence Examination Structure

Exam effective dateIC CoursesChange of the ContentReferences
31 January 2020
onwards
  P1
  • Terminated the exam content of LTF
  • Terminated the exam content of RMF, regarding the tax
    privilege on maximum amount of tax deduction
Version 1

16 July 2021
onwards
P1
  • Terminated the exam content of trading services of fixed
    income via Thailand Bond Exchange: TBX
Version 2

16 November 2021
onwards
P1Added the exam content of
  • The Comparison between SSF and RMF,
  • Conditions and Tax Privileges of SSF and RMF
Version 3

1 October 2023 onwardsP1Added the exam content of
  • LiVE Exchange -- for the understanding of a type of financial market
    in a secondary market.
  • Digital Assets -- for the understanding of another type of financial products.
  • Sustainable Investment Concepts -- for the understanding of ESG
    (environmental, social and governance)
    aspects of potential investment.
  • Trading Mechanism in the Stock Exchange of Thailand -- adjust trading
    mechanisms and trading hours in the SET and mai markets,
    replaced SETESG Index for SET THSI Index
Version 4
(edited in June 2024)


1 October 2023 onwardsP3Added the exam content of
  • Futures Contract Markets Trading Mechanism in Futures Market in Chapter 4
  • New underlying assets, trading when the price change reaches the set level,
    update night session trading for Gold Online Futures, Gold-D Futures,
    Silver Futures, update speculative position limit, update futures trade reporting principles,
    etc. in Chapter 5
Version 4
(edited in June 2024)