ETF

ETF issuance process

Procedure for filing an application for ETF issuance and offering

etf_issuance_procedure_en

Related rules and regulations

SET

(Bor.Jor. Ror. 10-02) Minimum Net Asset Value of Foreign ETFs B.E. 2554 (2011)

(Bor. Jor./ Ror. 09-00) Listing and Delisting of ETF Investment Units, and Disclosure of Information of an ETF, B.E. 2553 (2010)

Notification of the Board of Governors of the Stock Exchange of Thailand Re: Rate of Fees in Special Circumstances to Promote Listing on the Exchange for the Listing of Investment Units of ETF, ETF Units, Depository Receipt Representing Foreign Securities and Derivatives Warrants with Foreign Underlying Assets as Listed Securities B.E. 2564 (2021)

TorNor. 87/2558 Investment of mutual fund

TorNor. 11/2564 Fund Management Rules for General Investors

Notification of the Office of Capital Market Supervisory Board No. TorNor. 88/2558 The establishment of mutual funds for both retail and non-retail investors, and the execution of private fund management agreements.

Notification of the Securities and Exchange Commission No. SorNor. 29/2564 The details of a mutual fund project.

Notification of the Securities and Exchange Commission No. SorNor. 5/2568 Regulations, Terms, and Procedures for Managing Mutual Funds for Retail Investors, Mutual Funds for Non-Retail Investors, and Mutual Funds for Institutional Investors.

Forms

SET

ETF listing form

Market maker registration form

Program Trading application form

Fees

SET

Notification of listing fees for ETFs, Foreign ETFs, Derivative Warrants, and Depositary Receipts B.E 2564 (2021)

Notification of listing fees for ETFs, Foreign ETFs, Derivative Warrants, and Depositary Receipts B.E 2564 (codified version)

Contact us
For more information

Contact us
For more information

	please contact the Equity Product Development Department, The Stock Exchange of Thailand
	E-mail: SETEQTEAM@set.or.th

	please contact the Equity Product Development Department, The Stock Exchange of Thailand
	E-mail: SETEQTEAM@set.or.th