ETF

ETF issuance process

Procedure for filing an application for ETF issuance and offering

etf_issuance_procedure_en

Related rules and regulations

SET

Notification of the Board of Governors of the Stock Exchange of Thailand Re: Rate of Fees in Special Circumstances to Promote Listing on the Exchange for the Listing of Investment Units of ETF, ETF Units, Depository Receipt Representing Foreign Securities and Derivatives Warrants with Foreign Underlying Assets as Listed Securities B.E. 2564 (2021)

(Bor.Jor. Ror. 10-02) Minimum Net Asset Value of Foreign ETFs B.E. 2554 (2011)

(Bor Jor/Ror 10-00) Listing and Delisting of ETFs and Disclosure of Information of Foreign ETFs B.E 2554 (2011)

(Bor. Jor./ Ror. 09-00) Listing and Delisting of ETF Investment Units, and Disclosure of Information of an ETF, B.E. 2553 (2010)

(Bor Jor/Ror 09-02) Determination of the Minimum Capital that a Mutual Fund Management Company Receives from the Sale of Investment Units of ETFs B.E 2553 (2010)

(Bor.Jor./Ror.04-00) Listing and Delisting of Investment Units of Mutual Fund B.E.2560 (2017)

Guidelines on mutual fund delisting

Circular letter (Bor.Jor.(Wor) 002 /2020) Revision of the information disclosure rules regarding Book Closing Date or Record Date for the entitlements of rights to Securities holders of specific types of securities that are not ordinary shares

SorKhor/Nor. 6/2533 Rules, conditions, and methods of fund management (No. 2)

Circular No. N.(Wor) 18/2553

TorNor. 10/2554 Registration of Assets as Mutual Funds

TorNor. 87/2558 Investment of mutual fund

Appendix 2 Tor Nor 87/2558 Classification of Funds

TorJor. 4/2561 Provisions relating to Offering for Sale of Units of Foreign Collective Investment Scheme

TorNor. 11/2564 Fund Management Rules for General Investors

Forms

ตลาดหลักทรัพย์

ETF listing form

Market maker registration form

Program Trading application form

Fees

SET

Notification of listing fees for ETFs, Foreign ETFs, Derivative Warrants, and Depositary Receipts B.E 2564 (2021)

Notification of listing fees for ETFs, Foreign ETFs, Derivative Warrants, and Depositary Receipts B.E 2564 (codified version)

Contact us
For more information

Contact us
For more information

	please contact the Equity Product Development Department, The Stock Exchange of Thailand
	E-mail: SETEQTEAM@set.or.th

	please contact the Equity Product Development Department, The Stock Exchange of Thailand
	E-mail: SETEQTEAM@set.or.th