ETF

Delisting rules

Delisting rules

Example of grounds for possible delisting:

  • Funds failing to meet any of the following requirements:
    • Bearing holders’ names
    • Having no restrictions on transfer of investment units
    • The Fund's project has been approved by the SEC
    • Having SEC-approved fund schemes
    • Having at least 1 market maker who must have the qualifications and scope of operations according to the SET’s regulations
  • Management companies demonstrate violation of or non-compliance with SET’s regulations which may severely affect the rights and benefits of investors, investor decisions, or unit price movement.
  • Management companies disclose false information or omit disclosure of material information which may severely affect the rights and benefits of investors, investor decisions, or unit price movement.
  • Management companies dissolve their businesses.
  • Funds dissolve on grounds prescribed under the SEC notifications.
  • Underlying assets of ETFs are delisted from the secondary market
  • Management companies undertake any action severely damaging the rights and benefits of the unitholders.

Contact us
For more information

Contact us
For more information

 please contact the Equity Product Development Department, The Stock Exchange of Thailand
 mail 1   E-mail: SETEQTEAM@set.or.th
 please contact the Equity Product Development Department, The Stock Exchange of Thailand
 mail 1   E-mail: SETEQTEAM@set.or.th