Be licensed as a securities brokerage
Has a strong financial position and a good track record
Has the capability and readiness to engage in the securities business
Has good business practice standard
Be a member of a relevant organization
All member companies are required to submit a regular performance report to keep SET informed of their operationsของสมาชิก
On-site monitoring: SET conducts an on-site inspection every two to three years. The same inspection procedure and standard are applied to all members. The selection of members for inspection is based on a risk-based approach that takes into account information from off-site monitoring and current data.