SET App
Settrade App
Advanced Search
Advanced Search
SET puts in place a clear set of membership rules and regulations to ensure transparency and fair competition by using a risk-based surveillance approach to create fair competition, increase member companies' credibility, and mitigate risks or negative impacts on member companies, investors, and the industry as a whole.
Member qualifications
| Be licensed as a securities brokerage |
| Has a strong financial position and a good track record |
| Has the capability and readiness to engage in the securities business |
| Has good business practice standard |
| Be a member of a relevant organization |
Member supervision
1
Off-site monitoring
All member companies are required to submit a regular performance report to keep SET informed of their operationsของสมาชิก
2
On-site monitoring
On-site monitoring: SET conducts an on-site inspection every two to three years. The same inspection procedure and standard are applied to all members. The selection of members for inspection is based on a risk-based approach that takes into account information from off-site monitoring and current data.
