ETF

New listing rules

Rule summary

TopicDetail
Qualifications of ETF investment units
  1. Bearing holders’ names
  2. Having no restrictions on transfer of investment units, except for restrictions imposed by law which must be detailed in the fund schemes
Qualifications of funds
  1. Having SEC-approved fund scheme
  2. Minimum capital of THB 50 million
  3. Having fund managers whose qualifications meet applicable eligibility criteria and who do not possess prohibited characteristics pursuant to SEC’s stipulations governing mutual fund manager approval
  4. Having at least one market maker whose qualifications and scope of operations must be in accordance with SET’s regulations
Securities registrarsManagement companies must appoint SET or SET-approved individuals as the registrars of their securities.

Contact us
For more information

Contact us
For more information

 please contact the Equity Product Development Department, The Stock Exchange of Thailand
 mail 1   E-mail: SETEQTEAM@set.or.th
 please contact the Equity Product Development Department, The Stock Exchange of Thailand
 mail 1   E-mail: SETEQTEAM@set.or.th