SET App
Settrade App
Rule summary
1. Periodic information disclosure
1.1) Information related to operating results and financial positions
| Required disclosure | Deadline* | Detail |
|---|---|---|
| Annual financial statements (audited) | Within 3 months | Required submission to SET:
|
| Semi-annual financial statements (unreviewed/reviewed) | Within 2 months | |
| 6-month period reports | Within 2 months | |
| Annual reports | Within 3 months |
* From the end of each accounting period. If the deadline falls on a non-business day, it shall be postponed to the next business day.
1.2) Other important information
| Required disclosure/submission | Disclosure/submission deadline |
|---|---|
| Net asset values, unit values, and unit balances | At the end of each business day* |
| Notices of unitholder meetings | Concurrent with the submission of the notices to the unitholders |
| Minutes of unitholder meetings | Within 14 days from the unitholder meetings* |
2. Material event disclosure
Examples of information to be disclosed:
| Required disclosure | Disclosure time frame |
|---|---|
| 2.1) Information related to the fund operations or information potentially affecting trading prices of the fund units, or investment decisions or benefits of unitholders | |
| Immediately |
| 2.2) Information not having direct impact but warranting disclosure to investors | |
| Within 3 business days |
| 2.3) Disclosure of book closing dates (BC) or record dates (RD) | |
| ≥ 5 days prior to BC or RD |
| ≥ 5 days prior to BC or RD previously disclosed |
Methods of information disclosure and submission
- Disclosure and submission of information in both Thai and English must be made via SETPortal.
- For material information requiring immediate disclosure, such disclosure must be made without delay on the event date or, at the latest, before to the first trading session on the next business day.
Time interval for information disclosure via SETPortal
Remark: For ETFs with foreign underlying assets, news submission is not allowed during 12.30-13.00 hrs. as SET maintains active trading (non-intermission) during the said time frame.
Contact us
For more information
Contact us
For more information
| please contact the Equity Product Development Department, The Stock Exchange of Thailand | |
 E-mail: SETEQTEAM@set.or.th |
| please contact the Equity Product Development Department, The Stock Exchange of Thailand | |
| E-mail: SETEQTEAM@set.or.th |