Grounds for Possible Delisting and Elimination of the Ground
Failure to submit the financial statement / late submission /
the auditor issues adverse opinion on the financial statements.
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For the company which is subject to possible delisting before November 1, 2021
1) Failure to submit the financial statements/ late submission over 6 months from the due date/ the auditor issues adverse opinion on the financial statements
2) Failure to submit the revised financial statements according to SEC’s order / late submission over 6 months
Remark : The securities with SP sign posted for 3 months, the trading will be allowed for 1 month with NC sign posted and can be purchased with Cash Balance account only.