Rules Book

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Listed Companies  Members  Market for Alternative Investment (mai)  Thailand Futures Exchange (TFEX)

Trading of Securities  Enforcement  The Bond Electronic Exchange (BEX)  Thailand Securities Depository (TSD)

 

Trading of Securities

Table of contents: Trading (Update Jul 9, 08)   Trading of Securities (Bor.Sor./Saw.01-00) Regulations of the Stock Exchange of Thailand Re : Trading, Clearing and Settlement of Securities in the Exchange (No.2), 1999 (Update May 27, 09)   Trading of Securities Through Internet System (Bor.Sor./Saw.02-00) Regulations of the Stock Exchange of Thailand Re: Trading of Securities Through Internet, 2005 (Update June 12, 09) (Bor.Sor./Saw.02-01) Notification of the Stock Exchange of Thailand Re: Standards of the Trading of Securities Through Internet, 2005(Update Jun 12, 09)    Trading of Securities Through DMA System (Bor.Sor./Saw.04-00) Regulations of the Stock Exchange of Thailand Re: Securities trading through the DMA system, 2007 (Jan 9, 07) (Bor.Sor./Saw.04-01) Notification of the Stock Exchange of Thailand Re: Standards of securities trading through the DMA system, 2007(Update Jun 12, 09)    Trading of Securities System (Bor.Sor./Saw.01-01) Notification of the Stock Exchange of Thailand  Re : Trading of Securities through the Exchange's Trading System,2005(Update Jun 12, 09)   Board of Trading (Bor.Sor./Saw.01-02) Notification of the Stock Exchange of Thailand  Re : Trading on the Main Board (No.1), 1999 (Update May 27, 09) (Bor.Sor./Saw.01-03) Notification of the Stock Exchange of Thailand Re : Trading on the Odd Lot Board (No.1), 1999 (Bor.Sor./Saw.01-04) Notification of the Stock Exchange of Thailand Re : Rules, Conditions and Procedures relating to Trading on the Big Lot Board (No.1), 1998 (Update Jun 26, 07) (Bor.Sor./Saw.01-05) Notification of the Stock Exchange of Thailand Re : Rules, Conditions and Procedures for Trading on the Foreign Board (No.1), 1998 (Update May27,09)    Computer Programs (Bor.Sor./Saw.01-06) Notification of the Stock Exchange of Thailand Re : Computer Programs Which are able to automatically make bids or offers Approved by the Exchange, 2006 (Update June 12, 09)   Basket-Order Trading (Bor.Sor./Saw.01-07) Notification of the Stock Exchange of Thailand Re : Basket-Order Trading, 2006 (Update Nov 18, 08)   Trading of TSR (Bor.Sor./Saw.01-08) Notification of the Stock Exchange of Thailand Re : Trading of Transferable Subscription Right (No.1), 1999   Trading of DW (Bor.Sor./Saw.01-09) Notification of the Stock Exchange of Thailand Re : Trading of Derivative Warrants (No.1), 1999 (Update June, 09)   Trading of Investment Units (Bor.Sor./Saw.01-10) Notification of the Stock Exchange of Thailand  Re : Trading of Investment Units of Mutual Funds, 2002 (Bor.Sor./Saw.01-11) Notification of the Stock Exchange of Thailand  Re : Trading of Investment Units of Property Funds, 2003 (Update Oct 15, 03)    Trading of NVDR (Bor.Sor./Saw.01-12) Notification of the Stock Exchange of Thailand Re: Trading of Non-Voting Depositary Receipts, 2001    Trading of DR (Bor.Sor./Saw.01-13) Notification of the Stock Exchange of Thailand Re: Trading Depositary Receipts Issued by Approval under the Notification of the Securities and Exchange Commission No. Gor Jor.30/2546, 2003 (Update Dec 11, 03)   Trading of Debt Securities (Bor.Sor./Saw.01-14) Notification of the Stock Exchange of Thailand Re : Trading of Debt Securities,2003   Trading of Buy-in (Bor.Sor./Saw.01-15) Notification of the Stock Exchange of Thailand Re : Buy-In Transaction, 2006 (Update Dec. 2, 06)    Trading of Securities of a Member (Bor.Sor./Saw.01-16) Notification of the Stock Exchange of Thailand Re : Trading of Securities of a Member or a Company having Connection with the Member in the Capacity of a Broker or an Agent of a Client (No.1), 1999 (Update Oct 20, 08)    Trading of Securities Outside Daily Business Hours (Bor.Sor./Saw.01-17) Notification of the Stock Exchange of Thailand Re : Off-Hour Trading, 2000 (Update Mar13,09)    Trading of Call Market (Bor.Sor./Saw.01-18) Notification of the Stock Exchange of Thailand Re : Trading of Securities of Listed Companies Having Incomplete shareholding Distribution, 2003    Purchase for Delivery of the Over-allotted Shares (Bor.Sor./Saw.01-19) Notification of the Stock Exchange of Thailand  Re : Rules, Conditions and Procedures for Stabilization (No.1), 1998    Individuals for the Trading (Bor.Sor./Saw.01-20) Notification of the Stock Exchange of Thailand Re : The Authorized Officers in the Securities Trading System, 2000(Update Dec 1, 08) (Bor.Sor./Saw.01-21) Notification of the Stock Exchange of Thailand Re : Trading By Market Makers,2002 (Update Jul 2, 07)    Signs Trading of Securities (Bor.Sor./Saw.01-22) Notification of the Stock Exchange of Thailand Re : Posting of NP and NR Signs, 2001 (Update May 9, 05) (Bor.Sor./Saw.01-23) Notification of the Stock Exchange of Thailand Re : Signs Indicating that the Price Offered in the Trading of Securities does not Include Rights and Privileges from the Holding of Such Securities (No. 1), 1999 (Update Nov 13, 03)    Margin Trading of Securities (Bor.Sor./Saw.03-00) Regulations of the Stock Exchange of Thailand Re : Margin Trading of Securities, 2000 (Bor.Sor./Saw.03-01) Notification of the Stock Exchange of Thailand Re : The Ratio of Initial Margin, Ratio for the Customer to Lodge Money or Properties as Additional Collateral and Ratio for the Member to Enforce Payment of Debt Concerning Securities Trading by Margin (No.1), 1998 (Bor.Sor./Saw.03-02) Notification of the Stock Exchange of Thailand Re : Listed Securities Account Held by a Securities Company as collateral Against Loan Repayment (Update Jul 9, 08) (Bor.Sor./Saw.03-03) Notification of the Board of Governors of the Stock Exchange of Thailand Re : Exemptions Granted to a Securities Company from the Requirement of Keeping Listed Securities (Update Jul 9, 08) (Bor.Sor./Saw.03-04) Notification of the Stock Exchange of Thailand Re : Sale of Listed Securities in the Stock Exchange of Thailand to Enforce Pledge or Payment of Debt, A.D. 2008 (Update Jul 9, 08)    Measures in Case of Abnormality in the Trading of Securities on the Exchange ( - ) Regulations of the Stock Exchange of Thailand Re : Measures in Case of Abnormality in the Trading of Securities on the Exchange, 2001 (Update May 21, 08) ( - ) Notification of the Stock Exchange of Thailand Re : Members are Bound to Have Client Effectuate Their Trading Transactions through the Cash Balance Account, 2008 (Update May 21, 08) ( - ) Regulations of the Stock Exchange of Thailand Re: Order of Prohibition on Trading all listed Securities in the Stock Exchange in case of Necessity and Urgency, 2003 (Update Mar 18, 03)   Arbitrators ( - ) Notification of the Stock Exchange of Thailand Re : Application Form for Dispute Settlement by Arbitrators