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Institutional Services

Direct Market Access (DMA)

  DMA Trading Channel for Institutional Investors

Institutional investors with their own trading systems can place orders with SET and TFEX by connecting through members systems. Details follow.
 
 

 

 

 

Approval Process for Direct Market Access (DMA) Connection

 

  1. Member submits request form for connection to SET/TFEX trading system and supporting documents to:

    Trading Operation Department, Fl.12
    The Stock Exchange of Thailand Building
    93 Ratchadaphisek Road, Dindaeng, Bangkok 10400
     
  2. SET/TFEX reviews the request form and the related documents.
     
  3. Member conducts a system test and submits test results.
     
  4. After the member submits the test results and all necessary documents, SET/TFEX will make a decision regarding approval within two weeks. After receiving approval from SET/TFEX, the member will then be able to inform clients they can send trading orders via Direct Market Access.

 

Regulations for trading through Direct Market Access (DMA)

Equity Trading
 

  • Only Automatic Order Matching (AOM) is allowed to trade via DMA.
  • Only the following types of customers are allowed to place orders through the DMA system: domestic and foreign institutional investors, as defined by SEC; and foreign securities companies which have delegated a member to be their securities trading broker or agent.
  • Have a connection system, administrative system, and security management system which comply with SET requirements.
  • Clients using DMA must comply with all trading regulations of SET.
  • Relevant regulations:
     
    • Securities trading
      • Procedures on Trading, Clearing and Settlement of Securities in the Exchange B.E. 2555 (2012)
         
    • Securities trading system
      • Standards of Trading of Securities through the Trading System B.E. 2555 (2012)

 

Derivatives Trading
 

 

 

Supporting documents required for the approval process:

 

SET / TFEX


When requesting approval from SET/TFEX, submit the following forms and any related documentation as specified.

 

  1. Request Form for Connection of the Company’s Computer System to the Trading System of The SET / TFEX (Form MO-Member 1); to be countersigned by authorized person of the company.
  2. System Security Assessment Form (Form MO-Security1)
  3. Certificate of Software in the member’s computer system by the Independent Software Vendor/Service Provider (form MO-ISV1); to be countersigned by System Developer.
  4. Direct Market Access (DMA) Request Form (Form MO-DMA1)

Member can submit forms and documents on Member Digital Form at https://www.setportal.set.or.th


 

For more information please contact

Direct Market Access and IT Products Development Department
E-mail : SETAccess@set.or.th 
Phone +662 009 9629-30

 

 
 

 

 

Related Info.



Contact us
Direct Market Access and IT Products Development Department
Tel. +662 009 9629-30
Email : SETAccess@set.or.th

 

SET Group Websites
For more information

SET Contact Center

+(66) 2009-9999 Fax +(66) 2009-9991

SETContactCenter@set.or.th