DR

DR issuance procedure

A Depositary Receipt (DR) is a type of securities that can be traded similarly to stocks.

Procedure for filing an application for DR issuance and offering

Related rules and regulations

SET's regulations for DR

Notification of the Board of Governors of the Stock Exchange of Thailand Re: Rate of Fees in Special Circumstances to Promote Listing on the Exchange for the Listing of Investment Units of ETF, ETF Units, Depository Receipt Representing Foreign Securities and Derivatives Warrants with Foreign Underlying Assets as Listed Securities B.E. 2564 (2 August 2021)

(Bor Jor/Ror 35-00) Regulation of the Stock Exchange of Thailand Re: Listing, Disclosure of Information, and Delisting of Depositary Receipts (2 August 2021)

(Bor.Jor.(Wor) 002 /2020)Revision of the information disclosure rules regarding Book Closing Date or Record Date for the entitlements of rights to Securities holders of specific types of securities that are not ordinary shares (23 June 2020)

Circular (No. Por Tor. (Wor) 1/2561) Revision of Rules Relating to Depositary Receipts and Determination of Fees at a Special Rate to Support Listing of Cross Border Products on the Stock Exchange Of Thailand (23 Jul 2021)

Notification of the Capital Market Supervisory Board No. TorJor. 54/2564 Issuance and Offer for Sale of Newly Issued Depositary Receipts (No 2) (01/09/2021)

Notification of the Capital Market Supervisory Board No. TorJor. 45/2564 Issuance and Offer for Sale of Newly Issued Depositary Receipts (16/0/2021)

Forms

SET

Listing application form and supporting documents for depositary receipts

Listing application form for the additional Depositary Receipts (DR)

Market maker registration form

Program Trading software application form

Forms and procedures in accordance with the Notification of the Capital Market Supervisory Board No. TorJor. 45/2564 Re: Issuance and Offer for Sale of Newly Issued Depositary Receipts, effective as of 16 June 2564 (Notification No. TorJor. 45/2021)

Form 35-DR-1: Request for Inspection of Qualifications of Issuers of Depositary Receipts (Attachment to Notification No. Tor Jor 45/2564)

Form 35-DR-2: Request for Inspection of Qualifications of Depositary Receipt (Attachment to Notification No. Tor Jor 45/2564)

Form 69-DR: Registration Statement and Prospectus for an Offer for Sale of Depositary Receipts (Attachment to Notification No. Tor Jor 45/2564)

Form 69-DR Reissue: Registration Statement and Prospectus for an Offer for Sale of Depositary Receipts (Attachment to Notification No. Tor Jor 45/2564)

Form 56-DR: Annual Registration Statement (Attached to Notification No. Tor Jor 45/2564)

Form 81-DR-1: Form for Reporting the Results of Sales of Depositary Receipts (DR) on any Foreign Securities for the First Time (Attached to Notification No. Sor Jor 33/2560)

Fees

Notification of the Board of Governors of the Stock Exchange of Thailand

Notification of listing fees for ETFs, Foreign ETFs, Derivative Warrants, and Depositary Receipts B.E 2564 (codified version)

	please contact the Equity Product Development Department, The Stock Exchange of Thailand
	E-mail: SETEQTEAM@set.or.th

	please contact the Equity Product Development Department, The Stock Exchange of Thailand
	E-mail: SETEQTEAM@set.or.th

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DR

DR issuance procedure