Thailand Securities Depository Co., Ltd. (TSD) is a depository center for both equity and debt securities that uses a secure and efficient scripless system.
Thailand Securities Depository Co., Ltd. (TSD) is a depository center for both equity and debt securities that uses a secure and efficient scripless system.
Securities depository system timetable
Securities depository system timetable for equity and debt
Start & Cut-off Time | |||
No. | Operation | Start Time | Cut-off Time |
1 | Start & Cut-off Time | 07:00 | 20:30 |
2 | Submission of the securities owner list (Book Closing) | ||
2.1 Equity and debt instruments for which the Bank of Thailand (BOT) is not a registrar | 07:00 | 14:30 | |
2.2 Debt securities for which the Bank of Thailand is the registrar | 17:30 | 18:30 | |
3 | Securities Deposit * | ||
3.1 Equity and debt securities for which TSD is a registrar | |||
- Deposit to take effect on the day of deposit | 08:00 | 16:00 | |
- Deposit for delivery (Clearing) | 08:00 | 10:30 | |
3.2 Debt securities for which BOT is the registrar | |||
- Deposit to take effect on the day of deposit | |||
- Contact TSD | 08:00 | 11:00 | |
- Contact BOT | 08:00 | 16:00 | |
- Deposit to take effect on the following day | |||
- Deposit to TSD | 11:00 | 16:00 | |
4 | Securities withdrawal ** | ||
4.1 Equity and debt securities for which TSD is the registrar | 08:00 | 16:00 | |
4.2 Debt securities for BOT is the registrar | |||
- Withdrawal to take effect on the day of withdrawal | 08:00 | 11:00 | |
- Withdrawal to take effect on the following day | 11:00 | 16:00 | |
5 | Transfer to the BOT’s RP/ILF accounts | 07:00 | 17:00 |
6 | DF/RF, A/C Transfer | 07:00 | 19:00 |
7 | DVP/RVP transfer | 07:00 | 17:00 |
8 | Clearing and settlement | 13:30 | 14:15 |
9 | Change Beneficial Owner - BOT as a registrar | 09:00 | 15:00 |
10 | Transaction inquiry | 07:00 | 20:30 |
* Securities deposits for which TSD and BOT are not registrars
- The deposit will be effective and confirmed by the registrar within two business days of the deposit
** Securities withdrawal for which TSD and BOT are not registrars
-The withdrawal will be effective and confirmed by the registrar within two business days of the withdrawal
Additional info: After the cut-off time until the system closes
TSD may permit the following individuals and institutions to be a depository participant |
TSD may permit the following individuals and institutions to be a depository participant |
Bank of Thailand | |
Securities companies | |
Financial institutions under the law governing financial institution businesses | |
Life or non-life insurers under the law governing life or non-life insurance | |
Juristic persons operating a business as a mutual fund trustee, representative of debenture holders, custodian of securities, and issuer of depository receipts | |
Juristic persons operating a business as a depository center, both domestically and/or internationally | |
Juristic persons operating a business as a clearing house, both domestically and/or internationally | |
Juristic persons operating banking business under foreign law and have no branch offices or representatives in Thailand |
Juristic persons issuing securities or issuing underlying securities of other securities and keeping the issued securities and the underlying securities in custody | |
Juristic persons with an agreement to execute the following acts: | |
(10.1) Sell, distribute, dispose of, transfer, or exchange securities to a buyer or transferee related to the aforementioned juristic person as its staff member, employee, securities holder, or other persons with similar characteristics, and such juristic person is assigned to be a custodian of the securities of the buyer or the transferee under any one of the conditions which TSD deems appropriate that services provided by TSD shall be used | |
(10.2) Provide a loan to the buyer or the transferee for the purpose of buying or taking the transfer of securities under (10.1) | |
Juristic persons established by a specific law | |
Other juristic persons as prescribed by TSD |
Membership application
Membership application procedure
Membership application procedure
An applicant submits the membership application form along with required documents. |
TSD examines the application and the qualifications of the applicant. |
The applicant attends a training session and takes a test on how to use the depository center's system . |
TSD notifies the applicant of the application result. |
TSD decides the commencement date of membership (once the applicant complies with the criteria and meets all the qualifications) |
An applicant submits the membership application form along with required documents |
TSD examines the application and the qualifications of the applicant |
The applicant attends a training session and takes a test on how to use the depository center's system |
TSD notifies the applicant of the application result |
TSD decides the commencement date of membership (once the applicant complies with the criteria and meets all the qualifications) |
Securities Depository Fees
Menu | Fee |
1. Securities Depository Fee | 10 Baht per transaction |
2. Securities Withdrawal Fee 2.1 Withdrawal Securities Fee besides 2.2 | 65 Baht per transaction |
2.2 Withdrawal Fee for bonds, treasury bills, or other government debt instruments is a guarantee that the using amount balances with the cheque account deduction stipulated by the Bank of Thailand | 30 Baht (unless due to redemption and no-issuance of certificate, no withdrawal charge) |
3. การโอนหรือการรับโอนหลักทรัพยตราสารหนี้ 3.1 การโอนหรือการรับโอนหลักทรัพย์ประเภทพันธบัตร ตั๋วเงินคลัง หรือตราสารหนี้ภาครัฐประเภทอื่น ที่มิใช่การโอน หรือการรับโอนทางมรดก หรือโดยคำสั่งศาล หรือการโอน และการรับโอนหลักทรัพย์ระหว่างบัญชีของเจ้าของหลักทรัพย์รายเดียวกัน | 35 Baht |
3.2 การโอนหลักทรัพย์นอกจากข้อ 3.1 (ก) การโอนตราสารหนี้ที่ไม่ได้ซื้อขายในตลาดหลักทรัพย์หรือศูนย์ซื้อขายหลักทรัพย์ ทั้งประเภทที่มีการชำระราคา (DVP/RVP) และไม่มีการชำระราคา (DF/RF) | 35 บาท |
3.3 การโอนตราสารหนี้ที่ไม่ได้ซื้อขายในตลาดหลักทรัพย์หรือศูนย์ซื้อขายหลักทรัพยในกรณีที่เป็นการทำธุรกรรมกับ ธนาคารแห่งประเทศไทยตามสัญญาที่มีเงื่อนไขว่าจะซื้อหรือจะขายคืนตราสารหนี้ภาครัฐ | 10 บาท |
4. Warrants Transfer Fee 4.1 Securities transfer fee resulting from the exercise of warrant rights through SET | 10 Baht |
4.2 In case of warrant transfer from the local account to the foreign account | 30 Baht |
5. Securities transfer fee from the local account to the foreign account or from Thai shareholders to foreign shareholders | 20 Baht |
6. Other securities transfers that are not categorized in (3) (4) or (5) | 10 Baht |
Menu | Fee | Price for the calculation of the value of the outstanding securities |
1. Shares, Unit Trusts, Warrants, Derivative Warrants, and other Similar securities | 1.50 Baht monthly | Closing price as of the end of a previous business day or the price that reflects the current market value of securities |
2. Debentures /Convertible debentures, Short-term debentures,debentures under a securization scheme,Warrants on debentures , and other similar securities | 1.00 Baht monthly | Par Value |
3. Bond, Treasury bills or other types of government debt instruments in depository account. (a) For 100% tax-exempted foundations and financial institutions whose government bonds are legal liquidity reserve | 0.25Baht monthly | Par Value |
(b) Besides (a), which charged in | 1.00 Baht monthly | Par Value |
4. Securities maintaining fee of securities depository account to ensure trading for exercising derivative warrant rights | 300 Baht per day throughout the life of the derivative warrants. | - |
5. Debt instruments in foreign currency with the following characteristics : (1) Having a Registrar who is a person possessing the securities registrar license under the law on securities and exchange ; and (2) having a securities registration system that is in accordance with the rules of TSD concerning depository services of securities for which TSD is not a Registrar | 2.50 Baht monthly | Par Value |
6. Securities other than (1) - (5). | 1.50 Baht monthly | Closing price as of the end of a previous business day or the price that reflects the current market value of securities |
Menu | Monthly Rate | Remarks |
Deposit, Withdrawal, and Transfer Not more than 5 transactions per month And that the number of the authorized persons In all accounts per compilation is no more than 10 persons | 5,000 Baht |
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If the depositor requests to amend other information submitted by the depositor to the TSD, the TSD shall charged the depositor a service of Baht 5,000 Baht each time.
การขอขยายระยะเวลา | อัตราค่าธรรมเนียมที่เรียกเก็บเพิ่มเติม |
1. กรณีผู้ฝากได้ขอขยายระยะเวลาการให้บริการชำระราคาและส่งมอบตราสารหนี้โดยผ่านทางธนาคารแห่งประเทศไทย 1.1 ค่าธรรมเนียมเมื่อมีการเปิดระบบการให้บริการชำระราคาและส่งมอบหลักทรัพย์ | ครั้งละ 5,000 บาท |
1.2 ค่าธรรมเนียมการให้บริการชำระราคาและส่งมอบนอกเวลาทำการ | นาทีละ 100 บาท |
2. กรณีผู้ฝากมิได้ดำเนินการขอขยายระยะเวลาการให้บริการชำระราคาและส่งมอบตราสารหนี้โดยผ่านทางธนาคารแห่งประเทศไทย 2.1 ค่าธรรมเนียมเมื่อมีการเปิดระบบการให้บริการชำระราคาและส่งมอบหลักทรัพย์ | ครั้งละ 10,000 บาท |
2.2 ค่าธรรมเนียมการให้บริการชำระราคาและส่งมอบนอกเวลาทำการ | นาทีละ 200 บาท |
Menu | Fee |
1. Fee for depository portal 1.1 Initial fee for connecting TSD's securities depository system (One time charged) | 50,000 Baht |
1.2 Monthly Fee | 3,500 Baht |
2. Fee per securities 2.1 Deposit/Withdrawal Fee | 3,500 Baht /Securities |
2.2 Registrar fee for compilation of shareholder list on the book-closing date | 5 baht per transaction, with a minimum fee of 500 baht per security |
2.3 Amendment securities informationr fee | 1,000 baht |
Menu | Fee |
1. Fine for not submitting the names of shareholders by the time stipulated by TSD | 5,000 baht per day per security |
2. Fine for amending the names of shareholders | 100 baht per transaction |
3. Fine for not depositing or transferring securities to the custody account at the shortage amount and by the time stipulated by TSD. - Less than one business day | 50% of the defaulted securities value |
- From 1 to 2 business days | 0.75% of the defaulted securities value |
- From 2 to 3 business days | 1% of the defaulted securities value |
- From 3 to 5 business days | 1.75% of the defaulted securities value |
- From 5 to 7 business days | 2.50% of the defaulted securities value |
- From 7 to 14 business days | 3.75% of the defaulted securities value |