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Financial Institutions and Services

General
Banks; Other Depository Institutions; Micro Finance Institutions; Mortgages
Insurance; Insurance Companies; Pension Funds; Other Private Financial Institutions
Investment Banking; Venture Capital; Brokerage; Rating Agencies
Government Policy and Regulation
Other


General

Implications of IFRS for the European Insurance Industry - Insights from Capital Market Theory
Thomas Post , Helmut Grundl , Lisa Schmidl and Mark S. Dorfman
Humboldt University of Berlin - School of Business and Economics , Humboldt University of Berlin - Faculty of Business , Humboldt University of Berlin - School of Business and Economics and University of North Carolina at Charlotte
Abstract & Full Text Links

Are Financial Institutions Better Investors?
Christo A. Pirinsky
California State University, Fullerton
Abstract & Full Text Links

Interest Rate Risk of German Financial Institutions - The Impact of Level, Slope, and Curvature of the Term Structure
Marc-Gregor Czaja , Hendrik Scholz and Marco Wilkens
Landesbank Baden-Wurttemberg , Catholic University of Eichstaett-Ingolstadt and Catholic University of Eichstaett-Ingolstadt
Abstract & Full Text Links

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Banks; Other Depository Institutions; Micro Finance Institutions; Mortgages

Small Banks and SME Lending: Evidence from Thailand
Chakkrit Pumpaisanchai
Abstract & Full Text Links

Bank Runs and Noisy Signals
Juntip Boonprakaikawe,
Sayantan Ghosal
Abstract & Full Text Links

Three Essays on Contingent Claims Pricing
Anlong Li
Barclays Capital
Abstract & Full Text Links

Nonparametric Pricing of Multivariate Contingent Claims
FRB New York Working Paper No. 162
Joshua V. Rosenberg
Federal Reserve Bank of New York
Abstract & Full Text Links

Moral Hazard and Optimal Subsidiary Structure for Financial Institutions
AFA 2002 Atlanta Meetings
Charles M. Kahn and Andrew Winton
University of Illinois at Urbana-Champaign - Department of Finance and University of Minnesota - Twin Cities - Carlson School of Management
Abstract & Full Text Links

Why Do Depository Institutions Use Securitisation
Amelia Pais
Massey University - Department of Commerce
Abstract & Full Text Links

Who Competes with Whom? The Case of Depository Institutions
FEDS Working Paper No. 2005-03
Robert M. Adams , Kenneth P. Brevoort and Elizabeth K. Kiser
Federal Reserve Board , Federal Reserve Board - Department of Research & Statistics and Federal Reserve Board
Abstract & Full Text Links

Market Structure and Competition Among Retail Depository Institutions
FEDS Working Paper No. 2004-04
Andrew Milman Cohen and Michael J. Mazzeo
Federal Reserve Board of Governors and Northwestern University - Kellogg School of Management
Abstract & Full Text Links

Capacity Building, Pillar of Micro Finance
Vrajlal K. Sapovadia
Gujarat University
Abstract & Full Text Links

Financial Inclusion and Micro-Finance in India: An Overview
Nil Jayasheela
Abstract & Full Text Links

The Corporate Governance of Banks: A Concise Discussion of Concepts and Evidence
World Bank Policy Research Working Paper No. 3404
Ross Levine
Brown University - Department of Economics
Abstract & Full Text Links

Bank Regulation and Supervision: What Works Best?
Univ. of Minnesota, Carlson School of Management; World Bank Policy Research Working Paper No. 2725
James R. Barth , Gerard Caprio Jr. and Ross Levine
Auburn University , Williams College and Brown University - Department of Economics
Abstract & Full Text Links

Capital Regulation for Position Risk in Banks, Securities Firms and Insurance Companies
Wharton Financial Institutions Working Paper No. 04-11
Richard J. Herring and Til Schuermann
University of Pennsylvania - Finance Department and Federal Reserve Bank of New York
Abstract & Full Text Links

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Insurance; Insurance Companies; Pension Funds; Other Private Financial Institutions

Deposit Insurance, Corporate Governance and Discretionary Behavior: Evidence from Thai Financial Institute
Chaiyasit Anuchitworawong.
Abstract & Full Text Links

Regulatory Free Cash Flow and the High Cost of Insurance Company Failures
Harvard Business School 99-027
Brian J. Hall
NOM Unit Head, Harvard Business School
Abstract & Full Text Links

Asset Liability Management in Insurance Company
Rossano Giandomenico
University of Bologna
Abstract & Full Text Links

The Balanced Scorecard as a Knowledge Management Tool: A French Experience in a Semi-Public Insurance Company
Gregory Wegmann
University of Burgundy - Faculty of Economics Business Administration
Abstract & Full Text Links

Institutional Investors in Germany: Insurance Companies and Investment Funds
CFS Working Paper No. 2003/14
Raimond Maurer
University of Frankfurt - Faculty of Business and Economics
Abstract & Full Text Links

Insurance Companies in Emerging Markets
IMF Working Paper No. 05/88
Janet Kong and Manmohan Singh
Affiliation Unknown and International Monetary Fund (IMF)
Abstract & Full Text Links

China's Insurance Companies Step Up Outbound Portfolio Investment
Nomura Capital Market Review, Vol. 10, No. 1
Eiichi Sekine
Nomura Institute - Capital Market Research
Abstract & Full Text Links

Ownership Concentration and Sensitivity of Executive Pay to Accounting Performance Measures: Evidence from Publicly and Privately-Held Insurance Companies
Bin Ke , Kathy R. Petroni and Assem Safieddine
Pennsylvania State University , Michigan State University - The Eli Broad College of Business and The Eli Broad Graduate School of Management and American University of Beirut - Olayan Business School
Abstract & Full Text Links

Do the Fiduciary Duties of Pension Funds Hinder Socially Responsible Investment?
Banking and Finance Law Review, Forthcoming
Benjamin J. Richardson
York University - Osgoode Hall Law School
Abstract & Full Text Links

On Beyond CalPERS: Survey Evidence on the Developing Role of Public Pension Funds in Corporate Governance
NYU Law and Economics Research Paper No. 07-30, Fordham Law Legal Studies Research Paper No. 1010330
Stephen J. Choi and Jill E. Fisch
New York University - School of Law and Fordham University - School of Law
Abstract & Full Text Links

Pension Funds and Emerging Markets
IMF Working Paper No. 04/181
Jorge A. Chan-Lau
International Finance Corporation, Structured and Securitized Products Department
Abstract & Full Text Links

The Influence of Pension Funds on Corporate Governance
CER-ETH Center of Economic Research at ETH Zurich, Working Paper No. 07/63
Urs von Arx and Andreas Schafer
Swiss Federal Institute of Technology Zurich - Institute for Economic Research and European University Institute - Economics Department (ECO)
Abstract & Full Text Links

Investment Performance of Swiss Pension Funds and Investment Foundations
Manuel Ammann and Andreas Zingg
University of St. Gallen - Swiss Institute of Banking and Finance and UBS - UBS Global Asset Management
Abstract & Full Text Links

Measures of Performance of Italian Pension Funds
Angela Gallo
University of Naples Federico II
Abstract & Full Text Links

Dynamic Investment Strategies for Swiss Pension Funds
Andreas Zingg
UBS - UBS Global Asset Management
Abstract & Full Text Links

Performance Persistence of Dutch Pension Funds
Xiaohong Huang and Ronald Mahieu
Erasmus University Rotterdam (EUR) - Department of Financial Management and RSM Erasmus University - Department of Financial Management
Abstract & Full Text Links

The Role of Trustees in Pension Funds
Bushan K. Jomadar
University of Westminster - School of Law
Abstract & Full Text Links

The Recent Evolution of Pension Funds in the Netherlands: The Trend to Hybrid DB-DC Plans and Beyond
Eduard Ponds and Bart van Riel
ABP and Government of the Netherlands - Social Economic Council
Abstract & Full Text Links

Pension Funds and National Saving
World Bank Policy Research Working Paper No. 3410
Pablo Lopez Murphy and Alberto R. Musalem
Affiliation Unknown and World Bank
Abstract & Full Text Links

Performance measurement for pension funds
Auke Plantinga
University of Groningen
Abstract & Full Text Links

Top

Investment Banking; Venture Capital; Brokerage; Rating Agencies

Limited Partnership Reform in the United Kingdom: A Competitive, Venture Capital Oriented Business Form
Tilburg Law and Economics Center Discussion Paper No. 2004-024
Joseph A. McCahery and Erik P.M. Vermeulen
University of Amsterdam - Business School and Tilburg University - Center for Company Law - Department of Business Law
Abstract & Full Text Links

How Do Venture Investments by Different Classes of Financial Institutions Affect the Equity Underwriting Process?
Xi Li and Ronald W. Masulis
University of Miami - School of Business Administration and Vanderbilt University - Owen Graduate School of Management
Abstract & Full Text Links

Financial Contract Design in the World of Venture Capital
University of Chicago Law Review, Vol. 68, Winter 2001
George G. Triantis
University of Virginia Law School
Abstract & Full Text Links

Risk Model For Venture Capital Funds
Tom Weidig
QuantExperts
Abstract & Full Text Links

IPOs, Acquisitions and the Use of Convertible Securities in Venture Capital
Sauder School of Business Working Paper
Thomas F. Hellmann
University of British Columbia - Sauder School of Business
Abstract & Full Text Links

Engineering a Venture Capital Market: Lessons from the American Experience
Stanford Law Review, Vol. 55, April 2003
Ronald J. Gilson
Stanford Law School
Abstract & Full Text Links

Venture Capital Limited Partnership Agreements: Understanding Compensation Arrangements
U of Texas Law and Economics Research Paper No. 29; Columbia Law and Economics Research Paper No. 254
Kate Litvak
University of Texas at Austin School of Law
Abstract & Full Text Links

The Risk and Return of Venture Capital
John H. Cochrane
University of Chicago - Graduate School of Business
Abstract & Full Text Links

Venture Capital and the Finance of Innovation
Andrew Metrick, VENTURE CAPITAL AND THE FINANCE OF INNOVATION, John Wiley and Sons, Inc., 2007
Andrew Metrick
University of Pennsylvania - The Wharton School
Abstract & Full Text Links

Contracts and Exits in Venture Capital Finance
University of Alberta Working Paper; AFA 2003 Washington, DC Meetings
Douglas Cumming
York University - Schulich School of Business
Abstract & Full Text Links

Building A Venture Capital Index
Yale ICF Working Paper No. 00-51
Liang Peng
University of Colorado at Boulder
Abstract & Full Text Links

The Determinants of Venture Capital Portfolio Size: Empirical Evidence
Journal of Business, Vol. 79, pp. 1083-1126, 2006
Douglas Cumming
York University - Schulich School of Business
Abstract & Full Text Links

Who are the Beneficiaries When Insiders Trade? An Examination of Piggybacking in the Brokerage Industry
AFA 2007 Chicago Meetings Paper, EFA 2005 Moscow Meetings
Christopher Geczy and Jinghua Yan
University of Pennsylvania - Finance Department and University of Pennsylvania - Finance Department
Abstract & Full Text Links

Insider Trading, Chinese Walls, and Brokerage Commissions: The Origins of Modern Regulation of Information Flows in Securities Markets
Journal of Law, Economics and Policy, Vol. 4, No. 2, 2008
Stanislav Dolgopolov
Institute for Economic Studies
Abstract & Full Text Links

Brokerage Commissions, Perquisites, and Delegated Portfolio Management
FEI DING
Hong Kong University of Science & Technology - Department of Finance
Abstract & Full Text Links

Financial Rating Agencies: Are They Credible? - Insights into the Reporting Incentives of Rating Agencies in Times of Enhanced Risk
Schmalenbach Business Review, Vol. 53, January 2001
Christoph Kuhner
University of Cologne
Abstract & Full Text Links

Assessing Credit Rating Agencies by Bond Issuers and Institutional Investors
Sattar A. Mansi and H. Kent Baker
Virginia Polytechnic Institute & State University - Pamplin College of Business and American University - Kogod School of Business
Abstract & Full Text Links

Subprime Standardization: How Rating Agencies Allow Predatory Lending to Flourish in the Secondary Mortgage Market
Florida State University Law Review, Vol. 33, 2006
David J. Reiss
Brooklyn Law School
Abstract & Full Text Links

Informational Effects of Regulation FD: Evidence from Rating Agencies
Journal of Financial Economics, Forthcoming
Philippe Jorion , Zhu Liu and Charles Shi
University of California, Irvine - Paul Merage School of Business , University of California, Irvine - Paul Merage School of Business and University of California-Irvine - Paul Merage School of Business
Abstract & Full Text Links

Credit Rating Agencies in Capital Markets: A Review of Research Evidence on Selected Criticisms of the Agencies
Carol Ann Frost
State University of New York at Buffalo
Abstract & Full Text Links

International Rating Agencies and Sustainability
Nigel Finch
Macquarie University - Graduate School of Management
Abstract & Full Text Links

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Government Policy and Regulation

The Public Sector's Role in the Promotion of Venture Capital Markets
Thomas Meyer
Hitotsubashi University
Abstract & Full Text Links

Monetary Policy Transmission Under Different Banking Structures: The Role of Capital and Heterogeneity
International Review of Economics & Finance, Vol. 16, pp. 78-100, 2007
Angelo S. Baglioni
Catholic University Milan
Abstract & Full Text Links

The Political Economy of Corruption and the Role of Financial Institutions
CESifo Working Paper Series No. 1293
Christa Hainz and Kira Boerner
Ludwig Maximilians University of Munich - Faculty of Economics and Seminar for Comparative Economics
Abstract & Full Text Links

Comment Letter to the U.S. Treasury Department Concerning the Regulatory Structure for Financial Institutions
GWU Legal Studies Research Paper No. 388, GWU Law School Public Law Research Paper No. 388
Arthur E. Wilmarth Jr.
George Washington University Law School
Abstract & Full Text Links

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Other

The Effect of Corporate Governance on Investment: Evidence from Real Estate Investment Trusts (REITs)
Jay C. Hartzell , Libo Sun and Sheridan Titman
University of Texas at Austin - Department of Finance , University of Texas at Austin - Department of Finance and University of Texas at Austin - Department of Finance
Abstract & Full Text Links

 
       
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