Regulatory Statistics
| Description | Number of Times | Attachment |
|---|---|---|
| Exchange Enquiries * | 272 | |
| Trading Sign | ||
| - Halt (H) | 5 | |
| - Suspension (SP) | 374 | |
| - Notice Pending (NP) | 136 | |
| Member audit | - | |
| Disciplinary actions - Member | ||
| - Probation | - | |
| - Penalization | 1 | |
| - Prohibition from trading within the period of time | - | |
| - Termination of membership | - | |
| Disciplinary actions - Trader | ||
| - Probation | 8 | |
| - Penalization | - | |
| - Temporary prohibition from performance of duties | - | |
| - Delisting | - | |
| - Prohibition from any performance within a period of time | - |
* Enquiries are made by the Exchange to listed companies through the exchange electronic system, letter, phone, or etc.