Regulatory Statistics
| Description | Number of Times | Number of Company | Attachment |
|---|---|---|---|
| Exchange Enquiries * | 194 | ||
| Trading Sign | |||
| - Halt (H) | 6 | ||
| - Suspension (SP) | 53 | ||
| - Notice Pending (NP) | 17 | ||
| - Caution (C) | 15 | 14 | |
| Member audit | - | ||
| Disciplinary actions - Member | |||
| - Probation | - | ||
| - Penalization | 1 | ||
| - Prohibition from trading within the period of time | - | ||
| - Termination of membership | - | ||
| Disciplinary actions - Trader | |||
| - Probation | - | ||
| - Penalization | - | ||
| - Temporary prohibition from performance of duties | - | ||
| - Delisting | - | ||
| - Prohibition from any performance within a period of time | - |
* Enquiries are made by the Exchange to listed companies through the exchange electronic system, letter, phone, or etc.
