Rules Book
     
 
Total Regulations Canceled
Number Type Title As of Date
- Notification of TFEX Notification of Thailand Futures Exchange Public Company Limited re: Exchange Fees for Derivatives Contracts Traded on TFEX 26 Dec 2013
- Notification of TFEX Notification of TFEX Re: Holiday 2014 04 Sep 2013
- Notification of TFEX Notification of Thailand Futures Exchange Public Company Limited re: THB/USD Foreign Exchange Rates used in calculation of Final Settlement Price of Commodity Futures 13 Feb 2014
- Regulations of The Stock Exchange of Thailand Posting of NP and NR Signs, 2001  
- Notification of TSD Fees and Expenses Relating to Securities Registration 19 Jul 2013
- - Standards of the Trading of Securities Through Internet  
- - Standards of the Trading of Securities Through Internet  
- Forms Application for Permission to Connect the Company's Computer System to the Trading System and/or the Settlement System  
- Guidelines Standards of the Trading of Securities Through Internet  
- Guidelines Procedural Guidelines for Block Trading Transactions [effective 17 March 2014] 27 Feb 2014
- Table of contents Table of contents: Members 22 Dec 2009
- Table of contents Table of contents: Trading  
- Table of contents Contents the Market for Alternative Investment 09 Jun 2008
- Guidelines Guidelines in Relation to the Request to the Market Maker to Make Bid and Offer Quotes (Request for Quote) [effective 29 Oct 2007]  
- Guidelines Guidelines for Application for Permission to Connect Computer Systems Used in Trading to TFEX Trading System [effecitve 02 July 2010] 30 Jun 2010
- Notification of TFEX The Performance of Duties of the Market Maker in Brent Crude Oil Futures on a Continuous Basis [effective 23 Jan 2012]  
- Guidelines Summary on the Connection of the Computer Systems Used in Trading on the TFEX Trading System [effective 02 July 2010] 30 Jun 2010
- Notification of TFEX The Performance of Duties of the Market Maker in Baht_USD Futures on a Continuous Basis [effective 25 May 2012]  
- Guidelines Procedures Relating to Suspension of Trading and Contingency Plan in the Event of a Disruption in Trading 06 Feb 2014
- Guidelines Procedural Guidelines for Block Trading Transactions [effective 29 Oct 2012] 14 Sep 2012
- Notification of TFEX Notification of Thailand Futures Exchange Public Company Limited re: Exchange Fees for Derivatives Contracts Traded on TFEX [effective 17 Mar 2014] 27 Feb 2014
- Guidelines Procedural Guideline for the Trading of Derivatives Contracts [effective 29 Oct 2012] 14 Sep 2012
- Notification of TFEX Notification of Thailand Futures Exchange Public Company Limited re: Exchange Fees for Derivatives Contracts Traded on TFEX [effective 6 May 2014] 18 Apr 2014
- Guidelines Procedure Guideline for Large Position Reports [effective 29 Oct 2012] 14 Sep 2012
- Guidelines Guideline for Performance of Duties of a Market Maker in TFEX [effective 6 May 2014] 18 Apr 2014
- Guidelines Procedural Guideline for the Trading of Derivatives Contracts [effective 6 May 2014] 18 Apr 2014
- Guidelines Procedure Guideline for Large Position Reports [effective 6 May 2014] 18 Apr 2014
- Guidelines Procedural Guidelines for Block Trading Transactions [effective 6 May 2014] 18 Apr 2014
- Guidelines The Performance of Duties of the Market Maker in SET50 Index Futures [effective 18 Sep 2011]  
- Guidelines The Performance of Duties of the Market Maker in SET50 Index Options Operating on the Response to Quote Request Basis [effective 22 Oct 2007]  
- Guidelines The Performance of Duties of the Market Maker in Gold Futures and Silver Futures on a Continuous Basis [effective 10 Oct 2011]  
Bor.Jor./Or.02-00 Regulations of The Stock Exchange of Thailand Rules, Conditions and Procedures of the Temporary Suspension the Trading of Listed Securities  
Bor.Jor./Ror.01-08 Notification of the Board of Governors of The Stock Exchange of Thaialnd Maintaining the Status of Foreign Listed Companies in the Exchange, 2001  
Bor.Jor./Ror.02-04 Notification of the Board of Governors of The Stock Exchange of Thaialnd Exemption of the Period of Exemption of Fees for Listing of Debt Instruments  
Bor.Sor./Nor.03-00 Regulations of The Stock Exchange of Thailand Regulations of the Stock Exchange of Thailand Re : Rules and Procedures for Charging Brokerage or Agent's Fees for the Buying or Selling of Listed Securities and Members' Good Corporate Governance, 2004 01 Aug 2011
Bor.Sor./Nor.03-02 Notification of The Stock Exchange of Thailand Re: Action as a Brokerage or agency for the buying or selling of listed securities for a foreign securities company which charged the brokerage or agent's fees at the rate not less than 60 per cent on rates of fees,2006 25 Dec 2006
Bor.Sor./Nor.03-03 Regulations of The Stock Exchange of Thailand Regulations of the Stock Exchange of Thailand Re : The relaxation on complying with the Rules and Procedures for Charging Brokerage or Agent's Fees for the Buying or Selling of Listed Securities, 2008 30 Nov 2009
Bor.Sor./Nor.03-05 Notification of The Stock Exchange of Thailand Payment of Remuneration to Investor Contact Persons, Branch Managers and Chiefs of Marketing Teams of the Members, 2010 31 May 2010
Bor.Sor./Nor.04-00 Regulations of The Stock Exchange of Thailand Regulations of the Stock Exchange of Thailand Re : Exemption from the Brokerage or Agent's Fees for the Trading of Listed Securities, 2000  
Bor.Sor./Nor.04-01 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Persons Exempted from the Brokerage or Agent's Fees for Trading of Listed Securities, 2001  
Bor.Sor./Saw. 01-18 Notification of The Stock Exchange of Thailand Trading of Investment Units of Infrastructure Funds 01 Aug 2011
Bor.Sor./Saw.01-00 Regulations of The Stock Exchange of Thailand Regulations of the Stock Exchange of Thailand Re : Trading, Clearing and Settlement of Securities in the Exchange (No.2), 1999 05 Jul 2011
Bor.Sor./Saw.01-01 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Trading of Securities through the Exchange's Trading System,2005 12 Jun 2009
Bor.Sor./Saw.01-02 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Trading on the Main Board (No.1), 1999 27 May 2009
Bor.Sor./Saw.01-03 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Trading on the Odd Lot Board (No.1), 1999  
Bor.Sor./Saw.01-04 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Rules, Conditions and Procedures relating to Trading on the Big Lot Board (No.1), 1998 26 Jun 2007
Bor.Sor./Saw.01-05 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Rules, Conditions and Procedures for Trading on the Foreign Board (No.1), 1998 27 May 2009
Bor.Sor./Saw.01-06 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Programs Trading Software Approved by the Exchange, 2007 03 May 2011
Bor.Sor./Saw.01-07 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Basket-Order Trading, 2006 18 Nov 2008
Bor.Sor./Saw.01-08 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Trading of Transferable Subscription Right (No.1), 1999  
Bor.Sor./Saw.01-09 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Trading of Derivative Warrants (No.1), 1999 31 May 2010
Bor.Sor./Saw.01-10 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Trading of Investment Units of Mutual Funds, 2002  
Bor.Sor./Saw.01-11 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Trading of Investment Units of Property Funds, 2003 30 Nov 2009
Bor.Sor./Saw.01-12 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re: Trading of Non-Voting Depositary Receipts, 2001 30 Nov 2009
Bor.Sor./Saw.01-13 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re: Trading Depositary Receipts Issued by Approval under the Notification of the Securities and Exchange Commission No. Gor Jor.30/2546, 2003 30 Nov 2009
Bor.Sor./Saw.01-14 Notification of the Board of Governors of The Stock Exchange of Thaialnd Trading of Debt instruments,2003  
Bor.Sor./Saw.01-14 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Trading of Debt Securities,2003 30 Nov 2009
Bor.Sor./Saw.01-15 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Buy-In Transaction, 2006 02 Dec 2006
Bor.Sor./Saw.01-16 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Trading of Securities of a Member or a Company having Connection with the Member in the Capacity of a Broker or an Agent of a Client (No.1), 1999 20 Oct 2008
Bor.Sor./Saw.01-17 Regulations of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Off-Hour Trading, 2000 13 Mar 2009
Bor.Sor./Saw.01-18 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Trading of Securities of Listed Companies Having Incomplete shareholding Distribution, 2003  
Bor.Sor./Saw.01-19 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Rules, Conditions and Procedures for Stabilization (No.1), 1998 30 Nov 2009
Bor.Sor./Saw.01-20 Notification of the Board of Governors of The Stock Exchange of Thaialnd Notification of the Stock Exchange of Thailand Re : The Authorized Officers in the Securities Trading System, 2000 01 Dec 2008
Bor.Sor./Saw.01-21 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Trading of Securities by Market Makers , 2010 12 Apr 2010
Bor.Sor./Saw.01-22 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Posting of NP and NR Signs, 2001 09 May 2005
Bor.Sor./Saw.01-23 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Signs Indicating that the Price Offered in the Trading of Securities does not Include Rights and Privileges from the Holding of Such Securities (No. 1), 1999 13 Nov 2003
Bor.Sor./Saw.01-24 Notification of The Stock Exchange of Thailand Trading of Foreign Listed Company, 2009 06 Nov 2009
Bor.Sor./Saw.02-00 Regulations of The Stock Exchange of Thailand Regulations of the Stock Exchange of Thailand Re: Trading of Securities Through Online System, 2011 03 Jun 2011
Bor.Sor./Saw.02-01 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re: Standards of the Trading of Securities Through Internet, 2005 14 Sep 2009
Bor.Sor./Saw.03-04 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Sale of Listed Securities in the Stock Exchange of Thailand to Enforce Pledge or Payment of Debt, A.D. 2008 09 Jul 2008
Bor.Sor./Saw.03-05 Notification of The Stock Exchange of Thailand Sale of Listed Securities in the Stock Exchange of Thailand to Enforce Payment of Debt under Section 228/1, A.D. 2010 30 Aug 2010
Bor.Sor./Saw.04-00 Regulations of The Stock Exchange of Thailand Regulations of the Stock Exchange of Thailand Re: Securities trading through the DMA system, 2007 30 Nov 2009
Bor.Sor./Saw.04-01 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re: Standards of securities trading through the DMA system, 2007 14 Sep 2009
Bor.Sor./Sor. 01-01 Notification of the Board of Governors of The Stock Exchange of Thaialnd NOTIFICATION OF THE BOARD OF GOVERNORS OF THE STOCK EXCHANGE OF THAILAND Re: Number of Members  
Bor.Sor./Sor. 01-02 Notification of The Stock Exchange of Thailand NOTIFICATION OF THE STOCK EXCHANGE OF THAILAND Re: Admission of Members of the Stock Exchange of Thailand, 2004  
Bor.Sor./Sor. 01-03 Notification of the Board of Governors of The Stock Exchange of Thaialnd NOTIFICATION OF THE BOARD OF GOVERNORS OF THE STOCK EXCHANGE OF THAILAND Re: Qualifications of the Applicants for Membership of the Stock Exchange of Thailand, 2011 22 Dec 2011
Bor.Sor./Sor.01-04 Notification of the Board of Governors of The Stock Exchange of Thaialnd NOTIFICATION OF THE BOARD OF GOVERNORS OF THE STOCK EXCHANGE OF THAILAND Re: Membership Fees, 2011 22 Dec 2011
Bor.Sor./Sor.03-00 Regulations of The Stock Exchange of Thailand Regulations of the Stock Exchange of Thailand Re : Membership Fee and Service Charges Payable by Members to the Stock Exchange (No.1), 1999  
Bor.Sor./Sor.03-00 Regulations of The Stock Exchange of Thailand Regulations of the Stock Exchange of Thailand Re : Membership Fee and Service Charges Payable by Members to the Stock Exchange (No.1), 1999 01 May 2010
Bor.Sor./Sor.03-01 Regulations of The Stock Exchange of Thailand Regulations of the Stock Exchange of Thailand Re : Membership Fee and Service Charges Payable by Members to the Stock Exchange (No.7), 2008 30 Jan 2009
Bor.Sor./Sor.03-01 Regulations of The Stock Exchange of Thailand Regulations of the Stock Exchange of Thailand Re : Membership Fee and Service Charges Payable by Members to the Stock Exchange (No.7), 2008 30 Jan 2009
Bor.Sor./Sor.06-00 Regulations of The Stock Exchange of Thailand Regulations of the Stock Exchange of Thailand Re : Suspension of Rights and Duties of Members whose Business has been Suspended (No.1), 1998  
Chapter 300 Thai clering house Members [effective 1 Jan 2015] 01 Oct 2014
Chapter 300 Thai clering house Regulations: Members [effective 1 Jan 58] 01 Oct 2014
Chapter 400 Thai clering house Risk Management [effective 1 Jan 2015] 01 Oct 2014
Chapter 500 Thai clering house Clearing and Settlement [effective 1 Jan 2015] 01 Oct 2014
Chapter 600 Thai clering house Defaults on Securities Clearing and Settlement [effective 1 Jan 2015] 01 Oct 2014
Sor.Ror./Ror.Thor.01-00 REGULATIONS OF TSD Regulations of Thailand Securities Depository Company Limited Re: Operation as Depository Center, 2000 16 Nov 2009
Sor.Ror./Ror.Thor.01-01 PROCEDURAL REGULATIONS OF TSD Procedural Regulations of Thailand Securities Depository Company Limited Re: Depositor and Preparation of List of Securities Owners, 2001  
Sor.Ror./Ror.Thor.01-02 PROCEDURAL REGULATIONS OF TSD Procedural Regulations of Thailand Securities Depository Company Limited Re: Depositing, Withdrawal, Transfer, Taking of Transfer or Cancellation of Transfer of Securities and Clearing for Transfer of Securities, 2000  
Sor.Ror./Ror.Thor.01-03 PROCEDURAL REGULATIONS OF TSD Procedural Regulations of Thailand Securities Depository Company Limited Re: Pledge, Revocation of Pledge and Enforcement of Pledge of Securities, 2000  
Sor.Ror./Ror.Thor.01-04 PROCEDURAL REGULATIONS OF TSD Procedural Regulations of Thailand Securities Depository Company Limited Re: Supply of Information in the Depository Center's System, 2000  
Sor.Ror./Ror.Thor.01-05 PROCEDURAL REGULATIONS OF TSD Procedural Regulations of Thailand Securities Depository Company Limited Re: Conversion, Exercise of Right under Warrants and Selling Back of Investment Units, 2000  
Sor.Ror./Ror.Thor.01-06 PROCEDURAL REGULATIONS OF TSD Procedural Regulations of Thailand Securities Depository Company Limited Re: Rates of Fees, Expenses and Penalties Concerning the Providing of Services in the Depository Center, 2006  
Sor.Ror./Ror.Thor.01-06 PROCEDURAL REGULATIONS OF TSD Rates of Fees, Expenses and Penalties Concerning the Providing of Services in the Depository Center, 2006(Effective Jan 1,10) 15 Jun 2009
Sor.Ror./Ror.Thor.01-07 PROCEDURAL REGULATIONS OF TSD Procedural Regulations of Thailand Securities Depository Company Limited Re: Service Providing of Depositing of Securities for the Securities that the Depository Center is not a Securities Registrar,2006  
Sor.Ror./Ror.Thor.01-08 PROCEDURAL REGULATIONS OF TSD Procedural Regulations of Thailand Securities Depository Company Limited Re: Purchase and Resale of the ETF Investment Units, 2007 21 Aug 2007
Sor.Ror./Ror.Thor.01-09 PROCEDURAL REGULATIONS OF TSD Procedural Regulations of Thailand Securities Depository Company Limited Re: Opening a Securities Depository Account Through Electronic Media, 2007 22 Oct 2007
Sor.Ror./Ror.Thor.02-00 PROCEDURAL REGULATIONS OF TSD Procedural Regulations Re : Acting as Cheque Issuance Agent (No.1), 1998  
Sor.Ror./Ror.Thor.03-00 PROCEDURAL REGULATIONS OF TSD Procedural Regulations Re : Taking of Transfer of Pledged Securities which is Incidental to the Transfer of Claim of the Financial Sector Restructuring Authority (No.1), 1999  
Sor.Ror./Ror.Thor.04-00 REGULATIONS OF TSD Regulations of Thailand Securities Depository Company Limited Re : Submission of Information or Reports Relating to Services by the Clearing House, Services by the Depository Center and Services by the Securities Registrar Through Electronic Media,  
Tor.Law./Ror.Thor.01-00 Notification of the Board of Governors of The Stock Exchange of Thaialnd Notification of the Board of Governors of the Stock Exchange of ThailandRe : Rules, Conditions and Procedures for Operation as a Securities Depository Center 16 Nov 2009
Tor.Law./Ror.Thor.01-01 Regulations of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Securities Which the Securities Depository Center may Accept for Depositing, 2006  
Tor.Law./Ror.Thor.01-02 Regulations of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re: Persons which the Securities Depository Center may Accept as a Depositor, 2000 26 Oct 2009
Tor.Law./Ror.Thor.02-00 Regulations of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Rules and Procedures for the Preparation of a List of Persons Who Own Securities Deposited with the Exchange  
Tor.Law./Ror.Thor.03-00 Regulations of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Particulars of Receipt  
Tor.Law./Ror.Thor.04-00 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Form of Application for Issuing Securities Certificates, 2000  
Tor.Mor./Ror.01-07 Notification of the Board of Governors of The Stock Exchange of Thaialnd Independent Directors of Listed Companies in the Market for Alternative Investment, 2001  
Tor.Mor./Ror.01-09 Notification of The Stock Exchange of Thailand Exemption of Fees imposed on The Filing of Applications for Listing Ordinary Shares on the MAI under the "IPO Pride of the Provinces" (iPOP) Project B.E. 2555 (2012) 22 May 2012
 
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