Rules Book
     
 
Total Regulations Canceled
Number Type Title As of Date
- Forms Application for Permission to Connect the Company's Computer System to the Trading System and/or the Settlement System  
- Guidelines Standards of the Trading of Securities Through Internet  
- Guidelines Procedural Guidelines for Block Trading Transactions [effective 17 March 2014] 27 Feb 2014
- Table of contents Table of contents: Members 22 Dec 2009
- Table of contents Table of contents: Trading  
- Table of contents Contents the Market for Alternative Investment 09 Jun 2008
- Notification of TFEX Notification of Thailand Futures Exchange Public Company Limited re: Exchange Fees for Derivatives Contracts Traded on TFEX 26 Dec 2013
- Notification of TFEX Notification of TFEX Re: Holiday 2014 04 Sep 2013
- Notification of TFEX Notification of Thailand Futures Exchange Public Company Limited re: THB/USD Foreign Exchange Rates used in calculation of Final Settlement Price of Commodity Futures 13 Feb 2014
- Notification of TSD Fees and Expenses Relating to Securities Registration 19 Jul 2013
- - Standards of the Trading of Securities Through Internet  
- - Standards of the Trading of Securities Through Internet  
- Regulations of The Stock Exchange of Thailand Posting of NP and NR Signs, 2001  
- Guidelines The Performance of Duties of the Market Maker in SET50 Index Futures [effective 18 Sep 2011]  
- Guidelines The Performance of Duties of the Market Maker in SET50 Index Options Operating on the Response to Quote Request Basis [effective 22 Oct 2007]  
- Guidelines The Performance of Duties of the Market Maker in Gold Futures and Silver Futures on a Continuous Basis [effective 10 Oct 2011]  
- Guidelines Guidelines in Relation to the Request to the Market Maker to Make Bid and Offer Quotes (Request for Quote) [effective 29 Oct 2007]  
- Guidelines Guidelines for Application for Permission to Connect Computer Systems Used in Trading to TFEX Trading System [effecitve 02 July 2010] 30 Jun 2010
- Guidelines Summary on the Connection of the Computer Systems Used in Trading on the TFEX Trading System [effective 02 July 2010] 30 Jun 2010
- Notification of TFEX The Performance of Duties of the Market Maker in Brent Crude Oil Futures on a Continuous Basis [effective 23 Jan 2012]  
- Guidelines Procedures Relating to Suspension of Trading and Contingency Plan in the Event of a Disruption in Trading 06 Feb 2014
- Notification of TFEX The Performance of Duties of the Market Maker in Baht_USD Futures on a Continuous Basis [effective 25 May 2012]  
- Guidelines Procedural Guidelines for Block Trading Transactions [effective 29 Oct 2012] 14 Sep 2012
- Guidelines Procedural Guideline for the Trading of Derivatives Contracts [effective 29 Oct 2012] 14 Sep 2012
- Guidelines Procedure Guideline for Large Position Reports [effective 29 Oct 2012] 14 Sep 2012
- Notification of TFEX Notification of Thailand Futures Exchange Public Company Limited re: Exchange Fees for Derivatives Contracts Traded on TFEX [effective 17 Mar 2014] 27 Feb 2014
- Guidelines Guideline for Performance of Duties of a Market Maker in TFEX [effective 6 May 2014] 18 Apr 2014
- Notification of TFEX Notification of Thailand Futures Exchange Public Company Limited re: Exchange Fees for Derivatives Contracts Traded on TFEX [effective 6 May 2014] 18 Apr 2014
- Guidelines Procedural Guideline for the Trading of Derivatives Contracts [effective 6 May 2014] 18 Apr 2014
- Guidelines Procedure Guideline for Large Position Reports [effective 6 May 2014] 18 Apr 2014
- Guidelines Procedural Guidelines for Block Trading Transactions [effective 6 May 2014] 18 Apr 2014
Bor.Jor./Or.02-00 Regulations of The Stock Exchange of Thailand Rules, Conditions and Procedures of the Temporary Suspension the Trading of Listed Securities  
Bor.Jor./Ror.01-08 Notification of the Board of Governors of The Stock Exchange of Thaialnd Maintaining the Status of Foreign Listed Companies in the Exchange, 2001  
Bor.Jor./Ror.02-04 Notification of the Board of Governors of The Stock Exchange of Thaialnd Exemption of the Period of Exemption of Fees for Listing of Debt Instruments  
Bor.Sor./Nor.03-00 Regulations of The Stock Exchange of Thailand Regulations of the Stock Exchange of Thailand Re : Rules and Procedures for Charging Brokerage or Agent's Fees for the Buying or Selling of Listed Securities and Members' Good Corporate Governance, 2004 01 Aug 2011
Bor.Sor./Nor.03-02 Notification of The Stock Exchange of Thailand Re: Action as a Brokerage or agency for the buying or selling of listed securities for a foreign securities company which charged the brokerage or agent's fees at the rate not less than 60 per cent on rates of fees,2006 25 Dec 2006
Bor.Sor./Nor.03-03 Regulations of The Stock Exchange of Thailand Regulations of the Stock Exchange of Thailand Re : The relaxation on complying with the Rules and Procedures for Charging Brokerage or Agent's Fees for the Buying or Selling of Listed Securities, 2008 30 Nov 2009
Bor.Sor./Nor.03-05 Notification of The Stock Exchange of Thailand Payment of Remuneration to Investor Contact Persons, Branch Managers and Chiefs of Marketing Teams of the Members, 2010 31 May 2010
Bor.Sor./Nor.04-00 Regulations of The Stock Exchange of Thailand Regulations of the Stock Exchange of Thailand Re : Exemption from the Brokerage or Agent's Fees for the Trading of Listed Securities, 2000  
Bor.Sor./Nor.04-01 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Persons Exempted from the Brokerage or Agent's Fees for Trading of Listed Securities, 2001  
Bor.Sor./Saw. 01-18 Notification of The Stock Exchange of Thailand Trading of Investment Units of Infrastructure Funds 01 Aug 2011
Bor.Sor./Saw.01-00 Regulations of The Stock Exchange of Thailand Regulations of the Stock Exchange of Thailand Re : Trading, Clearing and Settlement of Securities in the Exchange (No.2), 1999 05 Jul 2011
Bor.Sor./Saw.01-01 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Trading of Securities through the Exchange's Trading System,2005 12 Jun 2009
Bor.Sor./Saw.01-02 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Trading on the Main Board (No.1), 1999 27 May 2009
Bor.Sor./Saw.01-03 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Trading on the Odd Lot Board (No.1), 1999  
Bor.Sor./Saw.01-04 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Rules, Conditions and Procedures relating to Trading on the Big Lot Board (No.1), 1998 26 Jun 2007
Bor.Sor./Saw.01-05 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Rules, Conditions and Procedures for Trading on the Foreign Board (No.1), 1998 27 May 2009
Bor.Sor./Saw.01-06 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Programs Trading Software Approved by the Exchange, 2007 03 May 2011
Bor.Sor./Saw.01-07 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Basket-Order Trading, 2006 18 Nov 2008
Bor.Sor./Saw.01-08 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Trading of Transferable Subscription Right (No.1), 1999  
Bor.Sor./Saw.01-09 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Trading of Derivative Warrants (No.1), 1999 31 May 2010
Bor.Sor./Saw.01-10 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Trading of Investment Units of Mutual Funds, 2002  
Bor.Sor./Saw.01-11 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Trading of Investment Units of Property Funds, 2003 30 Nov 2009
Bor.Sor./Saw.01-12 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re: Trading of Non-Voting Depositary Receipts, 2001 30 Nov 2009
Bor.Sor./Saw.01-13 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re: Trading Depositary Receipts Issued by Approval under the Notification of the Securities and Exchange Commission No. Gor Jor.30/2546, 2003 30 Nov 2009
Bor.Sor./Saw.01-14 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Trading of Debt Securities,2003 30 Nov 2009
Bor.Sor./Saw.01-14 Notification of the Board of Governors of The Stock Exchange of Thaialnd Trading of Debt instruments,2003  
Bor.Sor./Saw.01-15 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Buy-In Transaction, 2006 02 Dec 2006
Bor.Sor./Saw.01-16 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Trading of Securities of a Member or a Company having Connection with the Member in the Capacity of a Broker or an Agent of a Client (No.1), 1999 20 Oct 2008
Bor.Sor./Saw.01-17 Regulations of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Off-Hour Trading, 2000 13 Mar 2009
Bor.Sor./Saw.01-18 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Trading of Securities of Listed Companies Having Incomplete shareholding Distribution, 2003  
Bor.Sor./Saw.01-19 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Rules, Conditions and Procedures for Stabilization (No.1), 1998 30 Nov 2009
Bor.Sor./Saw.01-20 Notification of the Board of Governors of The Stock Exchange of Thaialnd Notification of the Stock Exchange of Thailand Re : The Authorized Officers in the Securities Trading System, 2000 01 Dec 2008
Bor.Sor./Saw.01-21 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Trading of Securities by Market Makers , 2010 12 Apr 2010
Bor.Sor./Saw.01-22 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Posting of NP and NR Signs, 2001 09 May 2005
Bor.Sor./Saw.01-23 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Signs Indicating that the Price Offered in the Trading of Securities does not Include Rights and Privileges from the Holding of Such Securities (No. 1), 1999 13 Nov 2003
Bor.Sor./Saw.01-24 Notification of The Stock Exchange of Thailand Trading of Foreign Listed Company, 2009 06 Nov 2009
Bor.Sor./Saw.02-00 Regulations of The Stock Exchange of Thailand Regulations of the Stock Exchange of Thailand Re: Trading of Securities Through Online System, 2011 03 Jun 2011
Bor.Sor./Saw.02-01 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re: Standards of the Trading of Securities Through Internet, 2005 14 Sep 2009
Bor.Sor./Saw.03-04 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Sale of Listed Securities in the Stock Exchange of Thailand to Enforce Pledge or Payment of Debt, A.D. 2008 09 Jul 2008
Bor.Sor./Saw.03-05 Notification of The Stock Exchange of Thailand Sale of Listed Securities in the Stock Exchange of Thailand to Enforce Payment of Debt under Section 228/1, A.D. 2010 30 Aug 2010
Bor.Sor./Saw.04-00 Regulations of The Stock Exchange of Thailand Regulations of the Stock Exchange of Thailand Re: Securities trading through the DMA system, 2007 30 Nov 2009
Bor.Sor./Saw.04-01 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re: Standards of securities trading through the DMA system, 2007 14 Sep 2009
Bor.Sor./Sor. 01-01 Notification of the Board of Governors of The Stock Exchange of Thaialnd NOTIFICATION OF THE BOARD OF GOVERNORS OF THE STOCK EXCHANGE OF THAILAND Re: Number of Members  
Bor.Sor./Sor. 01-02 Notification of The Stock Exchange of Thailand NOTIFICATION OF THE STOCK EXCHANGE OF THAILAND Re: Admission of Members of the Stock Exchange of Thailand, 2004  
Bor.Sor./Sor. 01-03 Notification of the Board of Governors of The Stock Exchange of Thaialnd NOTIFICATION OF THE BOARD OF GOVERNORS OF THE STOCK EXCHANGE OF THAILAND Re: Qualifications of the Applicants for Membership of the Stock Exchange of Thailand, 2011 22 Dec 2011
Bor.Sor./Sor.01-04 Notification of the Board of Governors of The Stock Exchange of Thaialnd NOTIFICATION OF THE BOARD OF GOVERNORS OF THE STOCK EXCHANGE OF THAILAND Re: Membership Fees, 2011 22 Dec 2011
Bor.Sor./Sor.03-00 Regulations of The Stock Exchange of Thailand Regulations of the Stock Exchange of Thailand Re : Membership Fee and Service Charges Payable by Members to the Stock Exchange (No.1), 1999  
Bor.Sor./Sor.03-00 Regulations of The Stock Exchange of Thailand Regulations of the Stock Exchange of Thailand Re : Membership Fee and Service Charges Payable by Members to the Stock Exchange (No.1), 1999 01 May 2010
Bor.Sor./Sor.03-01 Regulations of The Stock Exchange of Thailand Regulations of the Stock Exchange of Thailand Re : Membership Fee and Service Charges Payable by Members to the Stock Exchange (No.7), 2008 30 Jan 2009
Bor.Sor./Sor.03-01 Regulations of The Stock Exchange of Thailand Regulations of the Stock Exchange of Thailand Re : Membership Fee and Service Charges Payable by Members to the Stock Exchange (No.7), 2008 30 Jan 2009
Bor.Sor./Sor.06-00 Regulations of The Stock Exchange of Thailand Regulations of the Stock Exchange of Thailand Re : Suspension of Rights and Duties of Members whose Business has been Suspended (No.1), 1998  
Chapter 300 Thai clering house Regulations: Members [effective 1 Jan 58] 01 Oct 2014
Chapter 300 Thai clering house Members [effective 1 Jan 2015] 01 Oct 2014
Chapter 400 Thai clering house Risk Management [effective 1 Jan 2015] 01 Oct 2014
Chapter 500 Thai clering house Clearing and Settlement [effective 1 Jan 2015] 01 Oct 2014
Chapter 600 Thai clering house Defaults on Securities Clearing and Settlement [effective 1 Jan 2015] 01 Oct 2014
Sor.Ror./Ror.Thor.01-00 REGULATIONS OF TSD Regulations of Thailand Securities Depository Company Limited Re: Operation as Depository Center, 2000 16 Nov 2009
Sor.Ror./Ror.Thor.01-01 PROCEDURAL REGULATIONS OF TSD Procedural Regulations of Thailand Securities Depository Company Limited Re: Depositor and Preparation of List of Securities Owners, 2001  
Sor.Ror./Ror.Thor.01-02 PROCEDURAL REGULATIONS OF TSD Procedural Regulations of Thailand Securities Depository Company Limited Re: Depositing, Withdrawal, Transfer, Taking of Transfer or Cancellation of Transfer of Securities and Clearing for Transfer of Securities, 2000  
Sor.Ror./Ror.Thor.01-03 PROCEDURAL REGULATIONS OF TSD Procedural Regulations of Thailand Securities Depository Company Limited Re: Pledge, Revocation of Pledge and Enforcement of Pledge of Securities, 2000  
Sor.Ror./Ror.Thor.01-04 PROCEDURAL REGULATIONS OF TSD Procedural Regulations of Thailand Securities Depository Company Limited Re: Supply of Information in the Depository Center's System, 2000  
Sor.Ror./Ror.Thor.01-05 PROCEDURAL REGULATIONS OF TSD Procedural Regulations of Thailand Securities Depository Company Limited Re: Conversion, Exercise of Right under Warrants and Selling Back of Investment Units, 2000  
Sor.Ror./Ror.Thor.01-06 PROCEDURAL REGULATIONS OF TSD Procedural Regulations of Thailand Securities Depository Company Limited Re: Rates of Fees, Expenses and Penalties Concerning the Providing of Services in the Depository Center, 2006  
Sor.Ror./Ror.Thor.01-06 PROCEDURAL REGULATIONS OF TSD Rates of Fees, Expenses and Penalties Concerning the Providing of Services in the Depository Center, 2006(Effective Jan 1,10) 15 Jun 2009
Sor.Ror./Ror.Thor.01-07 PROCEDURAL REGULATIONS OF TSD Procedural Regulations of Thailand Securities Depository Company Limited Re: Service Providing of Depositing of Securities for the Securities that the Depository Center is not a Securities Registrar,2006  
Sor.Ror./Ror.Thor.01-08 PROCEDURAL REGULATIONS OF TSD Procedural Regulations of Thailand Securities Depository Company Limited Re: Purchase and Resale of the ETF Investment Units, 2007 21 Aug 2007
Sor.Ror./Ror.Thor.01-09 PROCEDURAL REGULATIONS OF TSD Procedural Regulations of Thailand Securities Depository Company Limited Re: Opening a Securities Depository Account Through Electronic Media, 2007 22 Oct 2007
Sor.Ror./Ror.Thor.02-00 PROCEDURAL REGULATIONS OF TSD Procedural Regulations Re : Acting as Cheque Issuance Agent (No.1), 1998  
Sor.Ror./Ror.Thor.03-00 PROCEDURAL REGULATIONS OF TSD Procedural Regulations Re : Taking of Transfer of Pledged Securities which is Incidental to the Transfer of Claim of the Financial Sector Restructuring Authority (No.1), 1999  
Sor.Ror./Ror.Thor.04-00 REGULATIONS OF TSD Regulations of Thailand Securities Depository Company Limited Re : Submission of Information or Reports Relating to Services by the Clearing House, Services by the Depository Center and Services by the Securities Registrar Through Electronic Media,  
Tor.Law./Ror.Thor.01-00 Notification of the Board of Governors of The Stock Exchange of Thaialnd Notification of the Board of Governors of the Stock Exchange of ThailandRe : Rules, Conditions and Procedures for Operation as a Securities Depository Center 16 Nov 2009
Tor.Law./Ror.Thor.01-01 Regulations of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Securities Which the Securities Depository Center may Accept for Depositing, 2006  
Tor.Law./Ror.Thor.01-02 Regulations of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re: Persons which the Securities Depository Center may Accept as a Depositor, 2000 26 Oct 2009
Tor.Law./Ror.Thor.02-00 Regulations of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Rules and Procedures for the Preparation of a List of Persons Who Own Securities Deposited with the Exchange  
Tor.Law./Ror.Thor.03-00 Regulations of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Particulars of Receipt  
Tor.Law./Ror.Thor.04-00 Notification of The Stock Exchange of Thailand Notification of the Stock Exchange of Thailand Re : Form of Application for Issuing Securities Certificates, 2000  
 
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