Member Supervision Department
To supervise and advise on regulations, guidelines and procedures for member companies (including those in the equity, bond and derivatives markets), depository participants and TCH members to support members' efficient operations and be fair to all parties. The department has two units:
1. Member Supervision : To supervise compliance with rules governing members' operations.
2. Special Audit Project : To supervise compliance with rules governing charging of brokerage or agent's fee for trading of listed securities.