Rules Book
     
 
  Listed Companies
Members
Market for Alternative Investment (mai)
Thailand Futures Exchange (TFEX)

Trading of Securities
Enforcement
The Bond Electronic Exchange (BEX)
Thailand Securities Depository (TSD)



Listed Companies
  Listing
Disclosure
Delisting
Others
Individuals
Corporate Governance

Others

Posting of Signs
(Bor.Jor./Or.02-00) Rules, Conditions and Procedures of the Temporary Suspension the Trading of Listed Securities
(-)
Posting of NP and NR Signs, 2001

Appointment of Auditors by the Stock Exchange
(Bor.Jor./Or.04-00) Appointment of Auditors for Listed Companies by the Stock Exchange

Blacklist
(Bor.Jor./Or.13-00) Repeal of the Regulations Concerning the List of Persons Whom the Exchange Considers as Not Being Suitable to be the Management, 2001 (May 10, 06)

Relaxation of the Regulations / Repeal of the Regulations
(Bor.Jor./Or.12-00) Relaxation of the SET's Requirements for the Merger or Transfer of Listed Companies to Maintain and Reinforce Financial System Stability B.E. 2004
(Bor.Jor./Or.08-00) Relaxation on Compliance with Regulations of the Stock Exchange of Thailand in case of Listed Companies Resolving Financial Problem through Debt Restructuring Process, 2000
(Bor.Jor./Or.10-00) Repeal of the Regulations Concerning the Listed Companies

Offence and Disciplinary Action
(-)
Consideration of Offence and Disciplinary Action, 2000

Decision on Appeal
(-)
Consideration and Decision on Appeal, 2000
 
  Laws Regulations by SEC  
  Law by Ministry of Commerce  
  Finance Business Securities Business& Credit Foncier Business by Bank of Thailand (BOT)  
       
       
 

 

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