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Members

Table of contents: Members (Update Jan 30, 09)

Rules of Members
(Bor.Sor./Sor.01-00) Regulations of the Stock Exchange of Thailand
Re : Membership Rules, 2001
(Bor.Sor./Sor.01-01) Notification of the Board of Governors of the Stock Exchange of Thailand
Re : Number of Members
(Bor.Sor./Sor.01-02) Notification of the Stock Exchange of Thailand
Re : Admission of Members of the Stock Exchange of Thailand, 2004
(Bor.Sor./Sor.01-03) Notification of the Board of Governors of the Stock Exchange of Thailand
Re: Qualifications of the Applicants for Membership of the Stock Exchange of Thailand, 2004
(Bor.Sor./Sor.01-04) Notification of the Board of Governors of the Stock Exchange of Thailand
Re : Membership Fees, 2004
(Bor.Sor./Sor.01-05) Notification of the Stock Exchange of Thailand
Re : Rules, Conditions and Procedures for Filing of Reports and Financial Statements
(Bor.Sor./Sor.01-06) Notification of the Board of Governors of the Stock Exchange of Thailand
Re : Punishment Imposed on Members and Disclosure of Punishment, A.D. 2007 (Update Jan 18, 07)
(Bor.Sor./Sor.01-07) Notification of the Board of Governors of the Stock Exchange of Thailand
Re: Termination of Membership on Ground of Operation which Indicates Lack of Seriousness in the Undertaking of Securities Business
(Bor.Sor./Sor.02-00) Regulations of the Stock Exchange of Thailand
Re : Governors of the Exchange and Meetings of Members (No.1), 1998
(Bor.Sor./Sor.03-00) Regulations of the Stock Exchange of Thailand
Re : Membership Fee and Service Charges Payable by Members to the Stock Exchange (No.1), 1999
(Bor.Sor./Sor.03-01) Regulations of the Stock Exchange of Thailand
Re : Membership Fee and Service Charges Payable by Members to the Stock Exchange (No.7), 2008 (Jan 30, 09)
(Bor.Sor./Sor.04-00) Regulations of the Stock Exchange of Thailand
Re : Rules, Conditions and Procedures on Inspection of Documents and Books of Accounts of Members
(Bor.Sor./Sor.05-00) Regulations of the Stock Exchange of Thailand
Re : Transfer of Rights of Membership (No.1), 1998
(Bor.Sor./Sor.06-00) Regulations of the Stock Exchange of Thailand
Re : Suspension of Rights and Duties of Members whose Business has been Suspended (No.1), 1998
 

Broker for the Trading
(Bor.Sor./Nor.01-00) Regulations of the Stock Exchange of Thailand
Re : Acting as a Broker for the Trading of Listed Securities in the Exchange, 2001
(Bor.Sor./Nor.02-00) Regulations of the Stock Exchange of Thailand
Re : Rules, Conditions and Procedures for Executing a Brokerage or Agency Agreement for the Trading of Listed Securities on the Exchange for Non-member Securities Companies, 2000
(Bor.Sor./Nor.03-00)

Regulations of the Stock Exchange of Thailand
Re : Rules and Procedures for Charging Brokerage or Agent's Fees for the Buying or Selling of Listed Securities and Members' Good Corporate Governance, 2004 (Update Dec. 25,06)
(Bor.Sor./Nor.03-01) Regulations of the Stock Exchange of Thailand
Re: Payment of Remuneration to Marketing Officers, Branch Managers and Chiefs of Marketing Teams of the Members, 2003 (Update Dec. 25,06)
(Bor.Sor./Nor.03-02) Notification of the Stock Exchange of Thailand
Re: Action as a Brokerage or agency for the buying or selling of listed securities for a foreign securities company which charged the brokerage or agent's fees at the rate not less than 60 per cent on rates of fees, 2006 (Update Dec 25,06)
(Bor.Sor./Nor.03-03) Regulations of the Stock Exchange of Thailand
Re : The relaxation on complying with the Rules and Procedures for Charging Brokerage or Agent's Fees for the Buying or Selling of Listed Securities, 2007 (Update Mar,09)
(Bor.Sor./Nor.03-04) Notification of the Stock Exchange of Thailand
Re : The relaxation on complying with the Payment of Remuneration to investorcontact, Branch Managers and Chiefs of Marketing Teams of the Members, 2007
(Bor.Sor./Nor.04-00) Regulations of the Stock Exchange of Thailand
Re : Exemption from the Brokerage or Agent's Fees for the Trading of Listed Securities, 2000
(Bor.Sor./Nor.04-01) Notification of the Stock Exchange of Thailand
Re : Persons Exempted from the Brokerage or Agent's Fees for Trading of Listed Securities, 2001
 
Trading of Securities in Cash
(Bor.Sor./Ngor.01-00) Regulations of the Stock Exchange of Thailand
Re : Rules and Procedures relating to the Securities Trading in Cash
(Bor.Sor./Ngor.01-01) Re : Preparation and Submission of Net Settlement Securities Trading Transaction Report, 2004

Short Selling
(Bor.Sor./Khor.01-00) Regulations of the Stock Exchange of Thailand
Re : Short Selling in the Exchange, 2001 (Update Jul 2, 07)
   
Consideration of Offence and Disciplinary
  Regulations of the Stock Exchange of Thailand
Re : Consideration of Offence and Disciplinary Action, 2000 (Update May 10, 06)
   
Consideration and Decision on Appeal
  Regulations of the Stock Exchange of Thailand
Re : Consideration and Decision on Appeal, 2000 (Update May 10, 06)
   
Disclosure of Information in Order to Protect the Benefit of Interests of the Public
  Rules, Conditions and Procedures for the Disclosure of Information in Order to Protect the Benefit of Interests of the Public, 2005

 

 

 
 
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